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FORM CENTER - STONEX

New Acct Forms

1 • Individual/Joint/Corporate
2 • Margin Agreement Form
3 • Option Agreement Form
4 • Client Agreement

Additional Forms

1 • Associated Person
2 • Beneficial Ownership Information
3 • Corporate Resolution
4 • DVP New Account Application

Transfers & Deposits

1 • ACAT - Account Transfer Form
2 • Wire In
3 • Wire Out / DTC Out / Euroclear Out
4 • DTC In
5 • Euroclear Reception Form
6 • DTC & Euroclear Instructions

W8 Forms / W9 Form

1 • W-8BEN - Foreign Status - Individual/Joint
2 • W-8BEN-E - Foreign Entities - Corporate
3 • W-9 - Taxpayer - Corporate/Individual/Joint

Professional Subscriber Agreement

1 • Professional NYSE Agreement
2 • Professional NASDAQ Agreement
3 • Professional TSX Agreement

Authorization & Data feed Fees

1 • LTA - Limited Trading Authorization
2 • Data Feed Fees
3 • Disclosures
4 • Election of Electronic Delivery of Documents
5 • FADDQ - Foreign Acct Questionaire
6 • Card Application Form
  • Legal Notice
  • Privacy Policy
  • Broker Check
  • Disclosure
  • Business Continuity Plan
  • SEC Rule 606 Report
  • Form CRS

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